Articles
Our Different Stories
Our Different Stories1
By William Grassie
What is your story?
Each of us has a different story to tell.
We are born into different families.
We even have different families from our siblings, because each child
has different experiences and perception of familial dynamics and family
history.
We also come from different socio-economic
backgrounds. We come male and female. We have different
gender identities. We are younger or older, though not always
counted in calendar years. We have different abilities – athletic,
artistic, social, intellectual – and different disabilities.
We have different ethnic identities.
We have different skin color, hair, and facial features. Some
of us are tall, others short, most in between.
We speak different languages. We
have different religions. We share power – economic, political, moral,
and spiritual – in different ways and measures.
In school and work, we specialize in
different subjects and professions. We have different political
and philosophical positions about which we disagree and sometimes agree
to disagree. We have different social networks.
All of our differences are vital.
They make us who we are and inform the different stories we tell.
These individual stories are precious and profound.
Today, all of us also have a “Common
Story.” It is a new story that transcends and includes all of
our human differences. It is the story discovered by modern science
and contemporary historians. It is the story of our 13.7 billion
year old universe, the 4.5 billion year evolution of our planet, the
200,000 year rise of our species, and the 10,000 year accelerating drama
of human civilization.
We are the first generation in history
to know this history, a history not just of nature, but of ourselves.
Every time we log onto the Internet or pump 200 million year old fossil
fuels into our cars, we affirm this story in deed if not in thought
or understanding. Scholars refer to this new story by different
names – the Epic of Evolution, the New Cosmology, the History
of Nature or simply Big History.
We call it Our Common Story, but
how does it relate to our separate stories, knowing that we often have
big, sometimes violent disagreements about these different stories?
We fight with each other in the political
arena and on the battlefields about these separate stories, historical
narratives for instance about racism and colonialism, about economic
class and social oppressions, about sexism and discrimination, about
religions and ideologies, about sovereignty and rights, about progress
and decline. People wage culture wars within and between our civilizations
based on these different narratives.
Is Our Common Story just one more story
among many? Is the promotion of this story a form of hegemonic
imperialism? Who gets to interpret the new scientific creation
“myth” and how? What happens to other creation “myths”?
Whose stories matter in the media, in political debates, in policy implementation,
in religious discourse, and in academic disputes? Whose stories
are empowered and which stories are disempowered?
The purpose of this essay is to tease
out some of the philosophical challenges of adjudicating between our
many different stories and whether and how it is even possible to promote
a common story that might unite humanity in common purpose, in spite
of and because of our differences. Is it possible to advocate
a “post-postmodern universalism” that is non-absolutist, non-dogmatic,
non-imperialist, non-hegemonic, non-romantic, non-nostalgic, and non-reactionary?
Hear me out.
∞
Modern humans, perhaps more than at any
other time in human history, are caught up in a web of entangled narratives.
Globalization and communication technologies have brought the world
of differences into our living rooms, classrooms, and communities.
All of these differences involve narratives of identity and history.
We tell different stories and construct our lives around these narratives,
which for the most part we do not even recognize as stories. What
intellectual tools can help to mediate between these competing, entangled
narratives. People disagree about the good life; and in so doing, tend
to demonize those with different visions of that life here at home and
around the world.
Many contemporary thinkers have argued
that there is a deep narrative structure of human thought.2
Psychologist Jerome Bruner argues that “it is through narrative that
we create and recreate selfhood, that self is a product of our telling
and not some essence to be delved for in the recesses of subjectivity.”3
Narratives are not just a matter of individuals creating their inner
and social Self; narratives are also what bind societies and cultures
together. Narratives are how we integrate events and actions through
time into meaningful patterns. Narratives specify cause-and-effect
relationships and organize these into coherent wholes. Narratives
tell us which events and actions are significant and which can be ignored.
The inter-relationship of events in our lives is explained by these
narratives. Our sense of meaning and purpose, our values and motivations
are based on these narratives. Humans are deeply storied creatures.
For generations, humans gathered around
hearth and fire to tell and retell stories. Much of cultural transmission
was in the form of storytelling. Today, people are more likely
to gather around the cool glow of the television, but we are no less
storied creatures. Some imaginary calculations of the amount of
time and money spent on the entertainment, news, and publishing industries
should give us pause to think about how central storytelling is to our
humanity. To this add the everyday interactions with friends and
families in which people recount events and share gossip. By my
rough estimation, perhaps fifty percent or more of our waking hours
is involved in storytelling. In the words of sociologist Christian
Smith, humans are “animals who make stories but also animals who are
made by our stories.”4
Stories always have normative content,
describing what is important, what is unimportant, what is better, what
is worse, what is good, and what is bad. Charles Taylor argues
that stories about self and society are how humans construct the “horizons
of meaning” that form the critical background for social relations
and life choices. Narratives always represent a kind of movement
in moral space. Narratives are the way that humans have of constructing
coherence and continuity in our lives.5
Moral reasoning is not so much a matter
of propositional logic and rational choice, as some modern philosophers
have tried to argue,6 rather we make moral judgments based
on the analogical applications of powerful stories.7
Whether it is the story of the Ring of Gyges, the Good Samaritan, the
Jataka Tales, the Hadith, or the story of our revered grandparent, we
apply these mini-narratives to new situations in the course of our life.
If we do the right thing, it is generally not because of a lot of philosophical
reflection and rational cost-benefit analyses. Mini-narratives
are nested together into larger stories, stories within stories.
It is stories, all the way down.
The most important stories that humans
tell, retell, and reframe are the ones people do not generally recognize
as stories at all. These are referred to as “metanarratives.”8
These master stories are the stuff of ideologies, religions, and cultures.
People do not even recognize them as stories, but rather tend to take
them as an unarticulated background, the taken-for-granted truth, the
way things really are.
In discussing religion and politics with
someone with very different assumptions and beliefs, the debates can
quickly become heated. There is a profound gap between the partners
in such debates, so much so that they often do not agree about the relevant
facts, let alone interpretations of these facts. For instance,
a Muslim will refer only to the Qu’ran, the Haddith, and his particular
reading of world history as relevant background for the debate.
A Christian would refer only to her particular understanding of the
Bible. A communist approaches economics and world history with
a very different set of assumptions than that of a free-market capitalist.
Palestinians and Israelis have very different understandings of the
relevant histories and facts. In Sri Lanka we have the tragic
competing narratives of the Sinhalese Buddhist nationalists and the
Tamil separatist nationalists, each with their own reading of history
and long list of grievances. Conservative Republicans and liberal
Democrats in the United States seem frozen in permanently orthogonal
narratives of rights and wrongs.
In these moments of profound disagreement,
both sides are confronted with incomprehensibility of the other’s
worldview and assumptions. In such arguments, one has the distinct
feeling of beating one’s head against a wall. “How could someone
else be so stupid and stubborn”, one tells oneself. They, the
Other, do not even recognize what is obvious to you. They must
be irrational, evil, inhuman, and so with begins the escalating spiral
of ideological violence.
Christian Smith explores these conflicts
in his book Moral, Believing Animals (2003). In a chapter
entitled “Living Narratives”, he offers a dozen examples of contemporary
metanarratives, each presented in about two hundred words – the Christian
narrative, the Militant Islamic Resurgence narrative, the American Experiment
narrative, the Capitalist Prosperity narrative, the Progressive Socialism
narrative, the Scientific Enlightenment narrative, the Expressive Romantic
narrative, the Unity with Brahman narrative, the Liberal Progress narrative,
the Ubiquitous Egoism narrative, and the Chance and Purposeless Narrative.
Note that not only do explicitly political and religious movements have
metanarratives, but even competing schools of thought in sociology,
economics, and psychology also assume the form of metanarratives.
These short statements of competing worldviews in Smith’s book make
for an excellent seminar discussion or role-play for students.
I imagine it would also a useful exercise for world religious and political
leaders.
What one discovers very quickly is also
disturbing on a deeper level. There is no simple way to easily
adjudicate between these competing worldviews and world doings.
Given a certain set of assumptions, any particular metanarrative becomes
difficult, if not impossible to refute. Indeed, once captured
by a particular worldview, it is possible to rationalize just about
anything and everything within that worldview. Soon all facts
seem to bolster one’s assumptions, because the facts-that-matter are
dictated by the narrative. People tend to carefully select facts
and the interpretation of those facts based on their metanarratives.
This then is the post-modern moment in modern philosophy and we will
not be easily done with it. Christian Smith writes:
The problem with a narratological
understanding of human persons – and probably an important reason
modern people resist thinking of themselves as ultimately storytelling
and believing and incarnating animals – is that it is difficult rationally
to adjudicate between divergent stories. How do you tell which
one is more deserving of assent and commitment than others? The
American Experiment narrative will probably appeal to more readers of
this book than the Militant Islamic Resurgence narrative. Why?
Because objective, empirical evidence proves that it is a truer story?
Not really. For what is evidence is itself largely
made significant, if not constituted for us, by our narratives.9
Let’s examine one of the metanarratives
from Christian Smith’s book in detail. This is the narrative
of the Community Lost and it appears in different religious and cultural
idioms:
Once upon a time, folk lived together
in local, face-to-face communities where we knew and took care of each
other. Life was simple and sometimes hard. But we lived
in harmony with nature, laboring honestly at the plough and in handicraft.
Life was securely woven in homespun fabrics of organic, integrated culture,
faith, and tradition. We truly knew who we were and felt deeply
for our land, our kin, our customs. But then a dreadful thing
happened. Folk community was overrun by the barbarisms of modern
industry, urbanization, rationality, science, fragmentation, anonymity,
transience, and mass production. Faith began to erode, social
trust dissipated, folk customs vanish. Work became alienating, authentic
feeling repressed, neighbors strangers, and life standardized and rationalized.
Those who knew the worth of simplicity, authentic feeling, nature, and
custom resisted the vulgarities and uniformities of modernity.
But all that remains today are tattered vestiges of a world we have
lost. The task of those who see clearly now is to memorialize
and celebrate folk community, mourn its ruin, and resist and denounce
the depravities of modern, scientific rationalism that would kill the
Human Spirit.10
This is a nostalgic narrative of the
tragedy of modernity, industrialization, and globalization. It
offers a backwards-looking romantic view of history. In the Old
Days, people were better, life was better, local communities mattered.
The basic structure of this narrative is repeated by many Christians,
Muslims, and Hindus, as well as in other cultural idioms. In Sri Lanka,
we see this narrative functioning in romantic readings of the Mahavamsa
and the idealization of “tank, temple, and paddy.” There is
also a potent contemporary ecological version of this narrative articulated
by some in the environmental movement, who might have us return to Neolithic
village life.11
It is important to emphasize that humans
can hold multiple narratives, sometimes mutually exclusive. We
mix and match. The conservative Roman Catholic narrative is incompatible
with the narrative of Liberal Democracy, but that does not prevent most
conservative Roman Catholics from being enthusiastic supporters of Liberal
Democracies. The Christian narrative appears incompatible with
capitalist virtues, but that does not prevent Christians from living
the bourgeois life. The eco-romantic narrative appears incompatible
with much of modern technology, but that does not prevent environmentalists
from using soon to be obsolete laptops and flying around the world to
enjoy ecotourism. The Theravada Buddhist narrative is incompatible with
Sinhalese nationalism and militarism, but of course that is just like
samsara. Each generation reinterprets these narratives in
different situations, even as each generation is also constituted by
these received stories. People are not passive recipients of these narratives,
but active re-interpreters.
The idealized past narrative above contrasts
sharply with progressive, future oriented narratives, for instance,
the Scientific Enlightenment narrative and the Capitalist Prosperity
narrative. This nostalgia narrative is woven into many of the
fundamentalist religious movements today whether in the East or West,
the North or South. One can argue with this nostalgia narrative,
but evidence alone cannot compel someone to believe otherwise.
Like all of the narratives listed and described by Christian Smith,
it involves a certain reading of history and a certain set of assumptions
about what really matters in life.
As historian Eric Hobsbawn reminds us
“History is the raw material for nationalist or ethnic or fundamentalist
ideologies… If there is no suitable past, it can always be invented…
The past legitimizes. The past gives a more glorious background
to a present that doesn’t have much to celebrate…”12
Of course, history is another form of
storytelling, narrative in structure, always ideologically oriented
towards some present reality and context in which the author lives,
thinks, reads, and write. That is why the re-writing of history
will never end. The past will always be reread and reinterpreted
in new times and new situations. In a hundred years, people will
still be writing new books about the American Civil War, the French
Revolution, and the Anuradhapura kingdoms of ancient Sri Lanka offering
new insights and interpretations for new times. Indeed, we should
expect ever new interpretations of our new epic of evolution, on the
one hand, because we can anticipate new scientific discoveries, and
on the other hand, because times will have changed.
It seems that we are at a relativistic
impasse. There appears to be no way to adjudicate between the
narratives of Palestinians and Israelis, of Sinhalese Buddhist nationalists
and Tamil separatists, of Islamic militants and the West, the future
utopic enthusiasts of progress and the nostalgic utopic conservationists
of nature and tradition. If there is no possibility of mediating
between these metanarratives, then we are left with the prospects of
brute force being the last judge between ideologies, political parties,
nations, and religions. If might makes right, then we will all
be losers in the twenty-first century.
The question I want to explore in this
essay, how does one intellectually adjudicate between competing metanarratives,
understanding that these are then fundamental in structuring our thought
and behavior in many profound ways, both political and personal.
Which of these stories is worthy of our affirmation and support?
Which narrative has the power to convince, convert, and transform?
Which stories of self, society, and cosmos are we willing to risk all
for when push comes to shove? Can Our Common Story make claims
on commitment to different worldviews and world doings.
I turn to the field of hermeneutics to
try to find a way out of the relativistic impasse. I believe the
philosophy of interpretation offers us a way out and a path forward,
but if you find this philosophical discussion to difficult, then you
might skip ahead to later sections and the conclusion. In the
end, I will advocate what I call intellectual nonviolence. This
path is not without risk, but it offers the greatest promise for discovering
truths that transcends our many varied stories. I also will argue
for the possibility of a more all-encompassing metanarrative, in part
by embracing Our Common Story, an evolving scientific cosmology and
evolutionary history, which affirms but also transcends the many competing
narratives to which we now turn.
The Hermeneutics of
Metanarratives
Hermeneutics
is the philosophy of interpretation. Problems of interpretation
are endemic in scriptural studies, translation, law, history, literature,
and the social sciences. The word “hermeneutics” derives from
the Greek god Hermes, who was the messenger god, mediating between the
gods of Mount Olympus, the mortals, and the gods of the Underworld.
Hermes is something of a trickster god, using his role as the messenger
to confound and confuse. So the neutics of Hermes is not
a simple matter. How one interprets sacred scripture, translates
from a foreign language, applies case law, constructs history, and reads
a work of literature can lead one in very different directions with
some times contradictory results.
Interpretation is also central to political
theory and social action. Interpretation is central to the narrative
creation and recreation of self and society. Indeed, elsewhere
I argue that interpretation is central to the natural sciences as well.13
In this essay, I will use the work of Paul Ricoeur on hermeneutics to
develop these ideas, all with the view to developing a hermeneutic of
our entangle narratives and competing visions of the good life.
Paul Ricouer takes the philosophical
debate between Hans-Georg Gadamer14 and Jürgen Habermas15
as his point of departure. Gadamer rejects classical German hermeneutics
by arguing that every reading of a text begins with a prejudgment.
There is no possibility of objective interpretation, rather all readers
begin with a set of assumptions and prejudices. The author’s
original intention is no longer accessible and not necessarily all that
important, in part because like the reader, the author is not transparent
to himself. There are hidden meanings in a text about which the
author himself may be unaware. Humans are not objective to themselves,
not as writers and not as readers. Self-knowledge requires effort
and is never absolute. Creative works of authors and artists have
a life of their own separate from the intentions of the creator.
Gadamer looks towards a “fusion of horizons” between the world of
the author, the text itself as something now disconnected from the author
and his world, and the life of the reader.
Habermas was critical of Gadamer’s
subjectivization of hermeneutics, and its relativistic implications,
and held out for a critical and objective reading of the text.
Remember that the text is a stand in for much more than simply any old
book. The text also refers to society, history, and culture.
Habermas comes out of the German socialist tradition, so is committed
to the possibility of social scientific theories of society that allow
critical and objective judgments to be made. To give so much weight
to the reader’s prejudice does not allow for the possibility of scientific
objectivity in hermeneutics.
Always the creative synthesizer, Paul
Ricoeur explores and expands the dialectic between Gadamer and Habermas.
The hermeneutical circle, as expounded by Gadamer, moves in a three
stages. It begins with the understanding that we already
bring to the text, the prejudices of the reader in her particular historical
and social context. Just to pick up a book already means that
the reader has a background in reading, but whether that book is Plato’s
Republic, the Gospel of John, Bhagavad Gita, Shakespeare’s
Richard III, Dante’s Inferno, or The Communist Manifesto
is already determined by a cultural and historical situation which valorizes
the text and orients the reader to its significance. Ricouer agrees
with Gadamer that we cannot escape these prejudices and they need not
be seen as simply negative.
The second stage of the hermeneutical
circle involves explanation, the work of reading, comprehending,
analyzing, and interrogating the text. Here critical theory can
help, though which critical theory we use is also partially determined
by our prejudgments. For instance, if we take a psychological
approach to the text, we might choose from any number of competing theories
– employing Freudian object-relation theory, Jungian archetypal theory,
Frankel’s logo theory, or others.
This analytical stage then gives way
to the third stage, which is our appropriation of the reading,
a new interpretation based on the new data acquired and new relationships
observed in a close, critical reading of the text. Through this
increased familiarity with the text, we now end up with a deeper understanding.
We have achieved what Gadamer refers to as “a fusion of horizons.”
Should we read the text again, our understanding will be enriched by
previous readings. Ricoeur refers to this third stage as the “second
naiveté”, in which we form new prejudgments after all of the critical
analysis. This then is the hermeneutical circle – understanding,
explanation, and appropriation leading to deeper understandings as the
world of the text and the world of the reader interrelate and inform
each other.
Ricouer recognizes along with Habermas
that the hermeneutical process so described can become a vicious circle,
in which the prejudices of the reader dictate certain dogmatic readings,
over and over again. The explanation employed is pre-selected
to pre-determine the appropriation. Such is the case for
many in the reading of sacred scripture or ideologically informed readings
of history. Ricouer’s solution is to interject the possibility
of a willful distanciation from one’s prejudices, a kind of
temporary suspension of judgment. He renames the three stages
as prejudgment, configuration, and refiguration.
Chart 1 below is a schematic presentation of this dynamic.
As an example, imagine an aging English
professor, who has taught Jane Austin’s Pride and Prejudice
for over a decade now. Indeed, she wrote her dissertation on Jane
Austin. She thinks she knows the text inside-out and has the correct
interpretation. Having recently gone into therapy for marital
problems, she has been exposed to certain existential problems in her
life, as well as schools of psychoanalytic thought with which she was
not familiar. Suddenly in re-reading Pride and Prejudice
for tomorrow’s seminar, she sees new aspects of the text that she
never thought of before. In the discussion with her students the
next day, one of them also surprises her with his own original and compelling
insight into the interpretation of the story. She falls in love
with her job and this book all over again. These moments of discovery
are what make it all worthwhile. This little vignette is an example
of the hermeneutical circle at work. This is the “fusion of
horizons” which Gadamer and Ricouer both celebrate.
Ricouer seeks in part to reverse the
relationship between text and reader. Instead of reading a “passive”
text, we should allow an “active” text to read us, informing and
transforming our world with new insights and understandings. To
do so, we must become expectant readers of active texts. Critical
theory is very much part of this active process, but it will not give
us simple objectivity. By all means, use French-Russian structuralist
theories, Marxist critical theories, psychoanalytic theories, feminist
theories, post-colonial theories, Foucaultian power-knowledge analyses,
postmodernism, and so forth, just don’t cling to these theories dogmatically.
When our critical theories begin to predetermine our interpretations,
try something completely different with different ideological baggage
and analytic possibilities. This suspension of judgment and shifting
of standpoint is the key to opening up the hermeneutical process into
a hermeneutical spiral.
Ideologies and Utopias
Returning to the challenge of entangled
narratives in our global civilization, we can see that the hermeneutical
process is involved here too. The Christian metanarrative, for
instance, can be a closed, fundamentalist circle, in which each reading
of the Bible and the tradition simply reinforces the prejudgments and
prejudices with which we began. On the other hand, Ricouer holds
out the possibility that the Bible can also “read” us and offer
new critical and transformative insights into the text and the world.
Any sacred scripture or great work of literature offers up both possibilities.
That's what makes them enduring texts. Ricoeur writes:
. . . [I]t is not true that all interpretations
are equal. The text presents a limited field of possible constructions.
The logic of validation allows us to move between the two limits of
dogmatism and skepticism. It is always possible to argue for or
against an interpretation, to confront interpretations, to arbitrate
between them and to seek agreement, even if this agreement remains beyond
our immediate reach.16
Even within a closed culture or dogmatic
ideology, the sacred stories and guiding metanarratives are open to
competing interpretations, some better, some worse, some more probable,
and some highly improbable. The hermeneutical circle need not
be a vicious circle. The text can “read” us and transform
our lives with new insights. Religious fundamentalism, it has
been argued, is never really closed. Religious fundamentalism
insists on intratextuality, to be sure. This focus on a
single text, however, does not mean that all fundamentalists agree with
each other. Among Christian fundamentalists, for instance, there
are lots of disagreements about the correct reading of the Bible.
Nor do all Muslim fundamentalists agree with each other. While
the Bible or the Qu’ran can be read as the infallible word of God,
the reader does not have an infallible mind. Nor is the meaning
of the sacred scripture necessarily to be found in its plain meaning.
Orthodox Rabbis, for instance, affirm that there are at least seventy
correct readings of every verse of the Torah. What characterizes
fundamentalists is their insistence that “their disagreements would
be bounded by the final arbiter, the text, as interpreted by the principles
of intratextuality.”17
In a sense, we are all fundamentalists,
though we may not be as clear about what specific text is relevant to
solving our disagreements. We hold certain metanarratives to be
true and rarely do we question these fundamental assumptions.
They structure how we think, our motivations, meanings, and values.
We feel strongly about these metanarratives and derive our sense of
purpose and self-worth inside of these entangled stories. If we
operate within the framework of a single story, whether it be religious
or ideological, then we are as intratextual as the fundamentalist Christian
or Muslim. But even here, we should not expect uniformity.
Think for a moment about all of the sects that have been spawned by
Communism over the years, even though they share most basic assumptions
about dialectical materialism, class struggle, and world history.
Our challenge today, however, is so much
more complicated than the intratexual hermeneutics of a single sacred
tradition. We live in this global civilization and are confronted
with many different entangled narratives. These entangled narratives
are not just global, they are local, as I observe everyday on the campus
of the University of Peradeniya with Buddhist, Muslim, Hindu, Christian,
and JVP students coexisting, and only sometimes actually interacting
in Sinhala, Tamil, and English. Often we inhabit multiple and
conflicting narratives of self, society, and cosmos. Where should
our allegiances be? How do we mediate between conflicting narratives?
The exploration of narrative social-psychology and philosophical hermeneutics
may give us more insights into how these processes work, but are we
any closer to adjudicating between these different worldviews?
Here, I return to the work of Paul Ricoeur
and his seminal book Lectures on Ideology and Utopia, in order
to find a partial solution and way forward.18 As Ricoeur
emphasizes the words, ideology and utopia in common usage have negative
connotations. Ideologies are always false ideologies. The
use of the term is normally pejorative. Utopias are unattainable
fantasies. Indeed, it can be argued that some of the worst tragedies
in human history have been committed promoting ideologies and pursuing
utopias.
The negative connotations of these words
were first popularized by orthodox Marxists. Ideologies were contrasted
with the “science” of Marxism. Utopias, like religion, were
denounced as “the opium of the masses.” False ideologies and
false consciousness were contrasted with the true “science” of dialectical
materialism.
As typologies, ideology and utopia would
appear to be distinctly unrelated. Ideologies tend to be
authorless, the content of which is extracted from many sources.
They present a picture of reality, trying to mirror and reproduce a
social order as "natural." Ideologies function to legitimate
“what is” in a particular social group. Ideologies are the
mechanism by which societies integrate its members around a certain
set of values, beliefs, and traditions. Ideologies are societies'
way of controlling and programming social harmony and change.
The term “ideology” is always polemical. It is always someone
else’s ideology that is denounced. “We” are not ideological.
Utopias, on the other hand, are rather
different. They seek to re-describe "what is" in a way that
disrupts the existing order. Utopias seek to transfigure society
in a way that highlights the gap between ideals and the existing reality
from the perspective of "nowhere", and thus produce a vision
and motivation to change society or abandon it. Utopias are presented
as fictions by acknowledged authors. The term was coined by Sir
Thomas More to title his book Utopia (1516) about a fictional
island with the perfect society.19 We can list a number
of works and authors in this genre: Francis Bacon’s New Atlantis,20
James Hilton’s Lost Horizon21 B. F. Skinner’s
Walden Two,22 Aldous Huxley’s Island23,
Robert Heinlein’s The Moon is a Harsh Mistress.24
While the word “utopia” also has a some times pejorative association,
the inclusion of popular modern science fiction books in this list should
alert us that the genre also has some popular appeal. Indeed,
from a broader perspective, all religions promote some kind of utopic
possibility – eternal life in heaven, a blissful end to suffering,
complete wisdom and knowledge. The hope and promise of religions
are always utopic in some fundamental sense.
Ricoeur is only too aware of these distinctions
– ideology as a dysfunctional distortion of reality and utopia as
an escapist fantasy to an alternate reality. He argues, however,
that both terms also have a positive, integrative function in the realm
of social transformations and cultural imagination. Ricoeur writes
that "[t]he organizing hypothesis is that the very conjunction
of these two opposite sides or complementary functions typifies what
could be called social and cultural imagination."25
He builds this argument by exploring the work of Karl Marx (1818-1883),
Louis Althusser (1918-1990), Karl Mannheim (1893-1947), and Clifford
Geertz (1926-2006). Ricoeur constructs a three-stage correlation
of ideology and utopia, moving from negative to positive understandings.
In the first stage, both appear in their
negative form – ideology as a distortion of reality and utopia as
a fantasy incapable of dealing with reality. In the second stage,
ideology serves to legitimate the status quo precisely because the political
system falls short of its claims of legitimacy due to internal contradictions.
For instance, the president of the United States, or Sri Lanka for that
matter, uses the “war on terrorism” as its justification, but to
many it seems more like a ploy to consolidate political power and enrich
themselves and their allies. We will come back to this example
latter. In this second stage, utopia can be seen as an attempt
to expose this contradiction, to show that “what is” could be otherwise,
indeed much, much better. In the third stage, drawing on the work
of Clifford Geertz, Ricoeur argues that ideology is always necessary
and serves the positive role of integrating humans within social groups.
There is no ideologically free way to look at the world. By virtue
of being social and symbolic creatures, we need powerful meaning systems
to bind us together in functional groups. In this third stage,
utopia functions as a form of social imagination that allows societies
to imagine alternate futures, to critique the present, and thus to open
up the hermeneutical circle into a progressive spiral. Ricoeur’s
correlation of ideology and utopia is presented in the chart 2.
Chart #2
The Correlation of Ideology and Utopia
Ideology Utopia
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It is helpful to consider an example
of this process, so we can see the role of ideology as distortion,
legitimation, and integration, along with the reciprocal
role of utopic thought as escapist, oppositional, and
imaginative. This interplay between ideology and utopia is
directly linked to vision of the good life and the good society, whether
it be in preserving or transforming some status quo. In varying
degrees, we should expect all ideologies and all utopias to manifest
all of these aspects, both positive and negative.
In the United States, the “war on terror”
is the ideological justification for an Imperial presidency, the abrogation
of many constitutional principles, the use of torture, militarism, and
an ill-considered invasion of Iraq on what turned out to be specious
grounds. Note that the “war on terror” was also used at home
to reward political allies, demonize critics, and consolidate political
power. The rationale for invading Iraq changed over time during
the Bush administration. Denying Hussein weapons of mass destruction
turned into liberating the people from a dictatorship and bringing democracy
to the region. These noble principles might just as well been invoked
for invading Tibet or Zimbabwe, but there are no particular national
interests in Tibet or Zimbabwe, unlike the huge oil reserves in Iraq.
So there is a gap between the claims of the government to the people
when asking for their support. Here, we see the use of ideology
as both distortion of reality and gap in legitimation.
The positive function of ideology as
integration is perhaps most easily seen in the days and weeks following
the September 11, 2001 attacks. The country was united in common
cause, indeed united with the sympathies of the entire world, in ways
we have rarely experienced. Unfortunately, there is nothing like
a threat from outside to unite a people with common purpose. The
symbols and ideals of the United States, our flag, and our “way of
life” were and continue to be evoked to serve the function of integration,
binding a people together in common purpose, indeed asking soldiers
to make the ultimate sacrifice for the group. No society will
long persist without some ideology of identity that integrates individuals
within a common culture and shared motivations.
Utopic processes were running parallel
to these ideological processes. We were asked not just to fight
a war against terrorism in self-defense, we were asked to fight a war
of liberation that would bring democracy to Iraq and its neighbors.
The idea of implanting Jeffersonian Democracy in Iraq can be seen in
retrospect as a fantasy disconnected from history and context, a pathological
dream in its inability to deal with profound social realities and history
of that country. The vision of democratic reforms of governments
in the Middle East was certainly oppositional to many decades of U.S.
foreign policy in the region, which had been in support of these very
dictatorships, including the dictatorship of Saddam Hussein over many
decades. The vision from “no-where” of Iraq and the Middle
East transformed into liberal democracies is certainly inspiring social
imagination. Why should the peoples of the region not enjoy better
government, the same kind of government that we enjoy, based on fundamental
human rights, the balance of power, impartial rule of law, and the concept
of social contracts. It was and remains a noble vision.
We could spell out in similar details
how ideology and utopia correlate and function in contemporary Iran,
Sri Lanka, or elsewhere, but I will leave that to others. The
point is that all political movements exhibit both ideological and utopic
dimensions. The same could be said about our personal lives.
I have a set of stories about my life journey, some of which may be
more distortions and legitimations of flaws and failures, but without
these stories there would be no integration of self. These stories
are also part of my own utopic vision of my good life, a life that I
strive to realize involving hoped for career successes and fulfilling
personal relationships.
It is important to note that dystopia,
a negative story, fills the same function as utopia in this correlation
with ideology. George Orwell’s 1984 was a powerful critique
of totalitarian governments rendered through a work of fiction.26
Other examples could be listed. I am perhaps more naturally pessimistic
about the world, so I often project very negative scenarios for the
future of the planet, of my country, or my life. Perhaps it has
something to do with experiencing air-raid drills for nuclear war in
elementary school. Perhaps it has to do with the negativity bias
of the media or my reading of human history. Perhaps it is my
natural disposition to be pessimistic, albeit hopefully pessimistic.
Whatever the reasons, a dystopia, say of the impact of global warming
or a clash of civilizations, can also function as critique of the business-as-usual
and a form social imagination for an alternative future. Dystopic
novels play a prophetic role in the critique of ideology and the status
quo.
As an exercise, I imagine writing two
different stories about the future of Sri Lanka, a utopic and a dystopic
vision of the future. Both would serve as critiques of the status
quo and forms of social imagination. Both would be correlated
to different ideological projects in the society today. Making
these visions explicit would actually help clarify what is at stake
in the contemporary debates about good governance, the hoped for end
of the civil conflict, the issues of cultural identity, economic development,
environmental protection, and how to motivate and pursue the good life.
Indeed, what I fear most for this country after so many years of conflict
and corruption is that there is growing learned helplessness.
In the end, whatever ideological program that can present a positive
and hopefully realistic scenario for the future is most likely to succeed
in winning public support. Our visions of the future, both personal
and political, are partially self-fulfilling prophecies, because without
the vision, it is difficult to create the motivations and sacrifices
necessary for transformations.
Apologetics, Power
and Privilege
So far, we have postulated the centrality
of narratives to human self-understanding on both individual and societal
levels. We have explored a hermeneutical framework for thinking
about these stories involving prefiguration, configuration, and refiguration,
along with the possibility of open-ended and evolving readings of these
foundational stories. We have considered the correlation between
ideology and utopia, looking at both positive and negative dimensions
of each, and their roles as distortion/escapism, legitimation/critique,
integration/imagination. The guiding question is how this analysis
might helped us in our central task in the twenty-first century of judging
between the many conflicting, entangled narratives – religious, ideological,
and social scientific – which compete for our loyalty and commitment.
There will be no simple resolution of this conflict. One possibility is to re-narrate someone else’s metanarrative within a broader framework, showing how it fits within larger context, and thereby redefining its significance within a different political and moral paradigm. This is what Alasdair MacIntyre attempts in his book Three Rival Versions of Moral Enquiry (1990). He begins by giving a fair and thorough presentation of the three competing schools of thought about moral nature – scientific, postmodern, and traditional. He himself ends by advocating the Catholic Thomist tradition drawing on both Platonic notions of transcendence and Aristotelian notions of natural dispositions. He asks:
Is there any way in which one of
these rival might prevail over the other? One possible answer
was supplied by Dante: that narrative prevails over its rivals which
is able to include its rivals within it, not only to retell their stories
as episodes within its story, but to tell the story of the telling of
their stories as such episodes.27
This is a standard movement in apologetics
in which one projects commonality with an opponent, shows what is wrong
with the other’s position, and then projects a solution within one’s
own ideology by showing how one’s religion, politics, or psychology
can explain the failings of the Other. In its crass form, this
mode of argument involves psychologizing the Other. Because of
their false consciousness or their ignorance of the real story, they
do not understand the truth that you are privileged to have and patient
enough to share with them. Too often, apologetics is more about
convincing oneself of one’s own righteousness, than about honestly
seeking to understand and convert another, let alone risk the chance
that you yourself might be converted in turn. The dialogue of
apologetics gives rise to an arms race of each side trying to relativize
the other through ever expanding analyses.
Still a dialogue of apologetics is better
than knocking heads together, i.e., using brute force to compel submission,
if not ascension. In the process, there is always the possibility
that new insights will emerge, that the Other may be recognized as partially
right, that relationships will evolve, and that the hermeneutics will
spiral out to something new and unexpected for both parties. After
all sometimes the missionary does go native, without every setting out
to do so.
Speaking of brute force, it is important
that we realize that all of our entangled narratives are not all competing
on equal footing. There are real power disparities in the world
that empower certain stories and marginalize others. One option
advocated is the notion of a “preferential option for the poor.”28
Originally formulated as part of Liberation Theology in South America,
it has become an important part of Catholic social teaching, but need
not be seen only within a Christian framework. Because the poor
are downtrodden and oppressed, lacking dignity and even the basics of
subsistence, lacking also a voice in political and economic decision-making,
our social and political hermeneutics should always begin with their
wellbeing and betterment as our point of departure.
There are other versions of this interpretative
approach in which other oppressed groups are hermeneutically privileged,
even as they are socio-economically disadvantaged. Women, post-colonial
societies, and ethnic minority groups all can claim special insights
into the interpretation of social, political, economic, and cultural
issues, precisely because from their standpoint on the margins of power.
In the “master-slave” relationship, notes G.F.W. Hegel, the slave
has a better understanding of the social reality than the master.29
Standpoint epistemology argues that the marginalized and oppressed have
a better understand the true nature of social relationships than the
privileged and the powerful. Feminist philosopher Sandra Harding
equates “standpoint epistemology” with “strong objectivity.”30
While this might be a useful heuristic
for considering our entangled narratives, it turns out to be a bit more
complicated. Is an African American woman from the ghetto more oppressed
by being a woman, by being black, or by being poor? A poor white
man in West Virginia laid off from his job is also oppressed, but what
if he beats his kids and was himself abused as a child? The white
woman of privilege and education in New York City, who experiences sexual
violence or workplace discrimination is also oppressed. And none
of these oppressed Americans have it quite so tough as a family living
off the garbage dumps in Sao Paulo, Brazil. Pretty soon our standpoint
epistemology degenerates into a calculus of comparative oppressions
and runaway identity politics. Nor is it the least bit clear who
is authorized to speak on behalf of these multiple oppressed identities
and what privileges thereby ensue in the name of fighting for the oppressed.
In practice we are soon back to ideology as a mask used to claim and
justify political power. Nor are the powerful really hegemonic
or the oppressed simply innocent. Finally, we cannot say for certainty,
which metanarrative will actually deliver the most betterment in the
lives of the oppressed. Global capitalism, for instance, can be
seen as “the rich get richer, while the poor get poorer” or as an
engine for economic growth and new technologies, which have dramatically
increased life expectancy and standards of living throughout the world.
Good things happen for bad reasons; bad things happen for good reasons.
Truth, Beauty, Goodness
Presumably the adjudication of competing,
entangle narratives is a matter of knowing truth, goodness, and beauty,
knowing which story or set of stories is most worthy of our support.
If our goal is to know truth, at least as much truth as any one human
might acquire in a lifetime, then we need to adopt a hermeneutics of
nonviolence. I call this “intellectual nonviolence”, in order
to distinguish from political nonviolence or pacifism. These are
not necessarily the same, as we will see below.
Intellectual nonviolence can be defined
as non-coercive habits of thought. It recognizes that the
most reliable truths are more likely to be found outside of oneself,
in interpersonal, cultural, biophysical, and historical networks.
Truth is found more outside in the complex distributed systems
of God, culture, and nature, much more than is found inside the
1.3 kilograms of any single human mind. We need a new kind of
intra- and inter-textuality that embraces multiple metanarratives, that
explores many situated knowledges of culture, class, gender, ethnicity,
ideologies, and utopias. It is less about converting others and
more about oneself being converted over and over by an appreciation
and appropriation of the metanarratives of others.
The greatest untruths will always be
the unconscious lies that we tell ourselves, the mistaking of our own
limited perspectives with the Absolute. Reinhold Niebuhr summed
it up, when he quipped “The doctrine of original sin is the only empirically
verifiable doctrine of Christianity.”31 To avoid sin, we
should be humble, rigorous, courageous, and creative in pursuing truth
(and beauty and goodness), wherever it leads. And the goal of
intellectual nonviolence is to set out in as many different directions
as possible, to be multiply converted to diverse metanarratives, inhabiting
their truths, forgiving their failures, taking the best, and leaving
the rest.
Whatever God (or the God’s eye view
of truth) might be, we humans are neither omnipotent, nor omniscient,
neither reliably compassionate, nor unfailingly merciful. Human
identities, norms, and actions are forged through the confluence of
different stories, powerful symbols, causal patterns, divergent reasons,
universal passions, existential terror, and transcendent hopes.
New insights are often gained from unexpected sources. Even in
the pathos and tragic mal-adaptations of inhumane extremes, there are
important truths to be learned. There but for the grace of God (or Circumstance),
go I. Thus the central tenant of intellectual nonviolence is that
it is never permissible to demonize the other, especially those we find
the most repugnant and threatening. In the words of Princeton’s
Jeffery Stout, we must resist our tendencies “to block the path of
moral inquiry and social criticism… by narrowing one’s focus too
quickly, reducing one’s ability to recognize complexity and ambiguity
or to experience moral ambivalence.”32
For these reasons, intellectual non-violence
sits uneasily with different forms of political correctness. Too
often, people become captive to taken-for-granted metanarratives.
Ideology and power politics substitute for authentic spirituality, penetrating
philosophy, and compassionate curiosity. We all tend to fall back
on our own patterns of dogmatic thought, manifested in political correctness,
insularity, and lack of rigor. The real adventure in the hermeneutics
of truth is to inhabit as many different metanarratives as possible,
while recognizing one’s own inevitable partiality.
"Civilization,” write Reinhold
Niebuhr, “depends upon vigorous pursuit of the highest values by people
who are intelligent enough to know that their values are qualified by
their interests and corrupted by their prejudices."33
Civilization then depends on pursuing the highest values by temporarily
by-passing one’s prejudices and ignoring one’s self-interest to
see the world from another’s perspective. Indeed, ascertaining
what these “highest values” are also requires this kind of hermeneutic.
Intellectual non-violence is not the
same as political non-violence. The pacifists can be as captivated
by their own insular, self-righteous metanarrative, just as much as
the next person. Their utopia can be an escapist fantasy.
Intellectual nonviolence does not rule out the use of violence, though
it would do so with a very different attitude. When other options
are exhausted, there will always be situations necessitating the use
of force, including physical and lethal violence. The trouble
is that state-organized violence tends to presuppose, indeed is always
preceded by ideological violence and epistemic distortions. In
war, as the saying goes, truth is the first casualty. By the hermeneutic
proposed here, one must resist the tendency to demonize and dehumanize.
One must always seek the humanity in one’s foe and in oneself, in
order to embrace both the tragic and ambiguous in all conflicts.
This is perhaps the practical implication of the understanding of universal
sin and postmodern finitude. None of our metanarratives alone
are adequate; all of our entangled narratives woven together provide
the most complete picture. This weaving of different perspectives
into a richer, more encompassing life metanarrative is analogous to
the distributed wisdom of economic markets. Indeed, it is analogous
to the distributed creativity of life itself.
Nations and individuals will continue
to be faced with the need to kill in self-defense, overthrow tyranny,
prevent tragedies, promote greater goods, but we do not need to commit
intellectual violence. Prolonging individual lives and postponing
death is always a relational value presupposing some greater purposes
in human life that transcends mere longevity. What might those
greater purposes be? How much risk are we willing to take?
How much risk can we avoid? How can we most effectively promote
noble purposes? What are these noble purposes? How can we
pursue these together to our mutual benefit? In order for this
vision of story-weaving and truth-seeking to be realized, it is necessary
to temporarily suspend disagreements and inhabit someone else’s metanarrative,
entering into their intratextuality of their one-true story, to see
what might be gleaned in the hopes of building more vectors of transcendent
truth.
Intellectual non-violence is about epistemology,
not sentimentality. It is about maximizing our potential for knowing
truth in our short lifetimes, perhaps even transcendent truths.
It is a hermeneutics for reading, debating, learning. It requires
rigor and reciprocity. It is not passive. Paradoxically,
it also requires intolerance and arguments, but also honesty, principles,
pragmatics, and always the real risk of conversions. These are
virtues and values, I believe central to the mission of higher education,
excellent philosophy, and authentic religion.
In all probability, power will continue
to be the mediator and adjudicator between our entangled narratives
in the 21st century. In that respect, better to get
clear about what you believe and be pugnacious in arguing its validity.
Single-minded advocacy gets the job done, although there is no guarantee
here either that one is in fact right or will achieve one’s aims.
It does seem like the self-certain narratives have the upper hand, while
the less, self-certain of us are more paralyzed with options and analyses.
As William Butler Yeats (1865-1939) observed:
Things fall apart; the centre cannot
hold;
Mere anarchy is loosed upon the world,
The blood-dimmed tide is loosed,
and everywhere
The ceremony of innocence is drowned;
The best lack all conviction, while
the worst
Are full of passionate intensity.
Surely some revelation is at hand…34
Ricoeur notes the same dilemma in prose
form. The hermeneutic of suspicion in the modern academe has rendered
us paralyzed, unable to take effective action. He advocates a
“second naiveté” after all the critical analyses are done, when
we refigure and re-appropriate our understanding of the text.
This process of suspicion which started
several centuries ago has already changed us. We are more cautious
about our beliefs, sometimes even to the point of lacking courage; we
profess to be only critical and not committed. I would say that
people are now more paralyzed than blind.35
Is it better to commit blindly to a single,
“true” story and therein find both conviction and courage?
Not if we also want to commit to an actually true story, for the truth
is found in a transcendent fusion of horizons that we can approach but
never reach. We are left then with multiple and evolving convictions,
but with no less need for courage, because the on-going adjudication
of our competing, entangled narratives is not without risk. The
practice of intellectual nonviolence can be ineffective. It can
be easily shouted out and down, drowned in the din of media amplified
extremes. True, understanding from whence this “passionate intensity”
arises, as well as this “lack of conviction” may make us more effective
agents of truth and transformation, but we cannot escape the dangers.
These are not just any risks; these are existential risks. Ricoeur
warns us:
It is too simple a response, though,
to say that we must keep the dialectic running. My more ultimate
answer is that we must let ourselves be drawn into the circle and then
must try to make the circle a spiral. We cannot eliminate from
a social ethics the element of risk. We wager on a certain set
of values and then try to be consistent with them; verification is therefore
a question of our whole life. No one can escape this. Anyone
who claims to proceed in a value-free way will find nothing.36
Many Stories, One Story
In trying to weave together the many
entangled narratives we encounter, inhabiting as many different perspectives
and truths as possible with our limited intellect and lifespan, it is
important to realize that we do now have a loom on which to weave the
many pieces of truth and goodness that we discover along the way.
That loom is the history of our species over the last million plus years,
the evolution of life and our planet over the last four billion years,
and the evolution of the universe over some thirteen billion years.
This is the story that science has discovered over the last few decades
and centuries, though it really represents the achievement of all of
humanity over the millennia. Few of us have explored what it would
mean to integrate this new story of the universe into our own special
metanarrative. One of the greatest challenges today is to integrate
this new, remarkable, and evolving scientific story of the cosmos, society,
and self into our diverse, traditional narratives.
Intellectual nonviolence is also how
science works, when it is at its best. Science should not impose
its preconceptions on the phenomena, rather it should let the experiments
and observations tell their own story, which hypotheses are right or
wrong, better or worse. Scientists need to get out of the way
of the phenomena, as they enter their own hermeneutical circle, such
that new and often unexpected readings of the “Book of Nature” can
emerge. Good science then is altruistic fidelity to the phenomena.
It does not impose itself on reality, but makes a space for many different
realities of nature to tell their own authentic stories. Scientists
then carefully translate the languages of particles, proteins, and people
in the manner most authentic to the phenomena.
All stories of history and self involve facts. All texts are limited fields of interpretation, a specified construct of sentences, characters, and plot. Texts, histories, and self are open to multiple interpretations constrain
